Advisor Team
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Improve Your Financial Knowledge - Part 13
1-Feb-2023
40. Anti-Money Laundering/Terrorist Financing (AMLTF) Requirements for the Financial Sector:
1. Establish an effective compliance regime
2. Appoint an AMLTF Compliance Officer
3. Identify clients
4. Conduct surveillance to detect improper activities including: * Large transaction reviews * Suspicious transaction reviews * Terrorist property reviews
5. File surveillance reports including: * Suspicious Transaction Reports * Large Cash Transaction Reports * Terrorist Property Reports * Monthly Suppression of Terrorism and UN Sanctions Reports
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